listing rules chapter 13 hkex hkex

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hkex listing rules chapter 13
113 13 – 1 CHAPTER 13 Chapter 13 EQUITY SECURITIES CONTINUING OBLIGATIONS Preliminary 13.01 An issuer shall comply (and undertakes by its application for listing (Form A1 of Appendix 5), once any of its securities have been admitted to listing, to

Chapter 13

 · PDF 檔案13 – 2 9/01 undertaking to comply with its continuing obligations under the GEM Listing Rules and the Exchange may in its absolute discretion take such action to penalise any breach of this rule as it shall think appropriate. It is for the issuer to satisfy itself that a

HKEx: New Listing Rules
The Code and Listing Rules amendments aim to promote the development of a higher level of corporate governance among listed issuers and bring Hong Kong in line with international best practices. They will come into force in 3 phases, starting on 1 January 2012.

Owler Reports
HKEx: China Oceanwide : ANNOUNCEMENT UNDER RULE 13.18 OF THE LISTING RULES – FACILITY AGREEMENT IMPOSING SPECIFIC PERFORMANCE OBLIGATION ON CONTROLLING SHAREHOLDER (marketscreener.com) Hong Kong Exchanges

ANNOUNCEMENT PURSUANT TO RULE 13.51B(2) and RULE 13.51(2)(v) OF THE LISTING RULES

 · PDF 檔案RULE 13.51B(2) and RULE 13.51(2)(v) OF THE LISTING RULES This announcement is made pursuant to Rule 13.51B(2) and Rule 13.51(2)(v) of the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (the “Listing Rules”).

BioCentury
Hong Kong Exchanges and Clearing Ltd. (HKEX) released final rules for the listing of pre-revenue biotech companies, companies with weighted voting right (WVR) structures, and Chinese and international companies seeking a secondary listing in Hong Kong.

JOINT ANNOUNCEMENT PURSUANT TO RULE 3.7 OF THE TAKEOVERS CODE; RULE 13.09 OF THE LISTING RULES …

 · PDF 檔案RULE 13.09 OF THE LISTING RULES AND THE INSIDE INFORMATION PROVISION This joint announcement is made pursuant to Rule 3.7 of The Code on Takeovers and Mergers (the “Takeovers Code”), Rule 13.09 of the Rules Governing the Listing of”)

HKEx: Report On Initial Public Offering Applications, …

HKEx: Report On Initial Public Offering Applications, Delisting And Suspensions Date 30/01/2015 (As at 30 Application(s) made by companies pursuant to Chapter 8 of the Main Board Listing Rules/Chapter 11 of the GEM Listing Rules 3 0 3 (ii) Listing Rules

Updated HKEx Guidance for Biotech Companies Listed …

HKEx published new guidance letter HKEX-GL107-20 in April 2020, which includes comprehensive guidance on enhanced disclosure that pre-revenue biotech companies should consider in their listing

The GEM Listing Committee censures Shanxi …

The GEM Listing Committee censures Shanxi Changcheng (stock code: 8286) and a number of its former and current directors and criticises a current director for breaching the GEM Listing Rules and/or the Director’s Undertaking

GENERAL DISCLOSURE UNDER RULE 13.18 OF THE LISTING RULES

 · PDF 檔案13.21 of the Listing Rules for so long as circumstances giving rise to the obligation continue to exist. By order of the Board Beijing Enterprises Holdings Limited Tam Chun Fai Executive Director Hong Kong, 23 November 2020. As at the date of this

DISCLOSURE PURSUANT TO RULES 13.14 AND 13.15 OF THE LISTING RULES …

 · PDF 檔案2020 Financial Assistance has arisen under Rules 13.14 and 13.15 of the Listing Rules. A general disclosure obligation of the Company in relation to the aggregate of the provision of the July 2020 Financial Assistance (which stand-alone did not trigger any

JOINT ANNOUNCEMENT PURSUANT TO RULE 3.7 OF THE TAKEOVERS CODE; RULE 13.09 OF THE LISTING RULES …

 · PDF 檔案“Takeovers Code”), Rule 13.09 of the Rules Governing the Listing of Securities (the “Listing Rules”) on The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and the Inside Information Provisions under Part XIVA of the Securities and FuturesKong).

HKEx LISTING DECISION

 · PDF 檔案HKEx-LD35-2012 涉及人士 甲公司 主板上市公司 附屬公司乙 甲公司全資附屬公司 母公司股東 甲公司的控股股東 投資者 擬購入母公司股東於甲公司所持全部股權的第三 者 事宜 甲公司在建議交易後是否符合《上市規則》第13.24 條的規

ANNOUNCEMENT PURSUANT TO RULES 13.51(2)(l) AND 13.51B(2) OF THE LISTING RULES

 · PDF 檔案13.51(2)(l) and 13.51B(2) of the Listing Rules. The Board has no further information on the Petition other than those set out above which is based on the information provided by …

Term Loan Facility in the Principal Amount of HK$1,000 Million and Disclosure Pursuant to Rule 13.18 of the Listing Rules

 · PDF 檔案13.21 of the Listing Rules. In this announcement, the English name of the PRC entity is a translation of its Chinese name and is included herein for identification purpose only. In the event of any inconsistency, the Chinese name shall prevail. By Order of the

ANNOUNCEMENT PURSUANT TO RULE 13.10 OF THE LISTING RULES

 · PDF 檔案Company under Chapter 14 of the Listing Rules. As at the date of this announcement, the terms of is the Board aware of any matter disclosable under the general obligation imposed by rule 13.09 of the Listing Rules, which is or may be of a price-sensitive

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